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Mark H. Kaizerman is a Registered Representative of and offers securities, products & advisory services through Royal Alliance Associates, Inc., member FINRA/SIPC, a registered broker dealer and registered investment advisor. In this regard, this communication is stricly intended for individuals residing in the states of California, Florida, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina and Virginia. No offer may be made or accepted from any resident outside the specific states referenced.
Additional investment advisory services, tax preparation, fixed and/or traditional insurance services offered throught Kaizerman & Associates, a registered investment advisor not affiliated with Royal Alliance Associates, Inc.. Mark H. Kaizerman is an investment adviser under Kaizerman & Associates, a registered investment advisor offering advisory services in Massachusetts. As such, these investment advisory services are strictly intended for individuals residing in Massachusetts.
IMPORTANT CONSUMER INFORMATION
A broker-dealer "BD", investment adviser "IA", a BD agent of IA representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment advisor, BD agent, or IA representative, as appropriate. Follow-up, individualized reponses to persons in a state by such form or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an application exemption or exclusion.
For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA representative, a consumer should contact his or her state securities law administrator.